Form 4 for MC Moelis & Co
Accepted 2023-11-06 00:00:00 ET · period of report 2023-11-03 · accession 0001209191-23-054580 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-06 | 2023-11-03 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | — | +1,391 | 172.7K | +0.8% | — |
| D | 2023-11-06 | 2023-11-03 | MC | Cantor Eric | Vice COB, MD, Dir | F - Tax | $43.77 | -612.05 | 172.1K | -0.4% | -$26.8K |
| DM | 2023-11-06 | 2023-11-03 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | $0.00 | -1,391 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-03 | M | A | 1,391.05 | — | 172,745.05 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 2 | Common | Class A Common Stock | 2023-11-03 | F | D | 612.05 | $43.77 | 172,133 | D | — | — | |
| 3 | Derivative | 2019 Incentive RSUs (September) | 2023-11-03 | M | D | 854.79 | $0.00 | 854.79 | D | — · — to — | 854.79 Class A Common Stock | (F2) The RSUs were settled for Class A Common Stock on November 3, 2023. |
| 4 | Derivative | 2018 Incentive RSUs (September) | 2023-11-03 | M | D | 536.25 | $0.00 | 0 | D | — · — to — | 536.25 Class A Common Stock | (F2) The RSUs were settled for Class A Common Stock on November 3, 2023. |