Form 4 for RPM RPM INTERNATIONAL INC/DE/
Accepted 2023-11-08 00:00:00 ET · period of report 2023-11-06 · accession 0001209191-23-054705 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-08 | 2023-11-06 | RPM | SULLIVAN FRANK C | COB, CEO, Dir | F - Tax | $96.20 | -37.8K | 1.16M | -3% | -$3.64M |
| D | 2023-11-08 | 2023-11-07 | RPM | SULLIVAN FRANK C | COB, CEO, Dir | S - Sale+OE | $96.03 | -47.4K | 1.12M | -4% | -$4.56M |
| D | 2023-11-08 | 2023-11-06 | RPM | SULLIVAN FRANK C | COB, CEO, Dir | D - Sale to Iss | $96.20 | -114.7K | 1.20M | -9% | -$11.04M |
| D | 2023-11-08 | 2023-11-06 | RPM | SULLIVAN FRANK C | COB, CEO, Dir | M - OptEx | $55.19 | +200.0K | 1.32M | +18% | +$11.04M |
| D | 2023-11-08 | 2023-11-06 | RPM | SULLIVAN FRANK C | COB, CEO, Dir | M - OptEx | $0.00 | -200.0K | 1.14M | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value | 2023-11-06 | F | D | 37,812 | $96.20 | 1,164,519 | D | — | — | |
| 2 | Common | Common Stock, $0.01 par value | 2023-11-07 | S | D | 47,447 | $96.03 | 1,117,072 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $95.7143 - $96.31. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. (F2) Includes an aggregate of 4,294 shares of Common Stock issued pursuant to the Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 99,686 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 31,550 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan. |
| 3 | Common | Common Stock, $0.01 par value | 2023-11-06 | D | D | 114,741 | $96.20 | 1,202,331 | D | — | — | |
| 4 | Common | Common Stock, $0.01 par value | 2023-11-06 | M | A | 200,000 | $55.19 | 1,317,072 | D | — | — | |
| 5 | Derivative | Stock Appreciation Rights | 2023-11-06 | M | D | 200,000 | $0.00 | 1,136,000 | D | $55.19 · — to 2027-07-17 | 200,000 Common Stock | (F5) Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2018 and 2023 and expire ten years from the date of grant. (F4) The Stock Appreciation Rights vested on July 17, 2018, 2019, 2020 and 2021. |