Form 4 for GOOGL Alphabet Inc. (Class A)
Accepted 2023-11-09 15:21:22 ET · period of report 2023-11-07 · accession 0001209191-23-054800 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MTI | 2023-11-09 15:21 | 2023-10-13 | GOOGL | Shriram Kavitark Ram | Dir | G - Gift | $0.00 | -391.8K | 483.6K | -45% | $0 |
| MT | 2023-11-09 15:21 | 2023-10-13 | GOOGL | Shriram Kavitark Ram | Dir | G - Gift | $0.00 | +391.8K | 565.1K | +226% | $0 |
| MT | 2023-11-09 15:21 | 2023-11-07 | GOOGL | Shriram Kavitark Ram | Dir | S - Sale | $131.09 | -75.0K | 104.4K | -42% | -$9.83M |
| MTI | 2023-11-09 15:21 | 2023-11-07 | GOOGL | Shriram Kavitark Ram | Dir | S - Sale | $131.09 | -75.0K | 85.3K | -47% | -$9.83M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-10-13 | G | D | 174,000 | $0.00 | 516,564 | I Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust | — | — | (F1) Reflects an annuity payment on October 13, 2023 of 174,000 shares of Class A Common stock and 217,760 shares of Class C Capital stock from the 2021 RS Irrevocable Trust UAD 9/10/2021 (2021 GRAT) to the Reporting Person. The Reporting Person is both trustee and sole annuitant of the 2021 GRAT and believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 (Exchange Act). |
| 2 | Common | Class A Common Stock | 2023-10-13 | G | A | 174,000 | $0.00 | 179,364 | D | — | — | (F1) Reflects an annuity payment on October 13, 2023 of 174,000 shares of Class A Common stock and 217,760 shares of Class C Capital stock from the 2021 RS Irrevocable Trust UAD 9/10/2021 (2021 GRAT) to the Reporting Person. The Reporting Person is both trustee and sole annuitant of the 2021 GRAT and believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 (Exchange Act). |
| 3 | Common | Class A Common Stock | 2023-11-07 | S | D | 51,605 | $131.33 | 127,759 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.93 to $131.92, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (5), and (6) to this Form 4. |
| 4 | Common | Class A Common Stock | 2023-11-07 | S | D | 23,395 | $130.55 | 104,364 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.93 to $130.92, inclusive. |
| 5 | Common | Class A Common Stock | 2023-10-13 | G | D | 155,100 | $0.00 | 515,044 | I Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust | — | — | (F4) Reflects an annuity payment on October 13, 2023 of 155,100 shares of Class A Common stock and 219,280 shares of Class C Capital stock from the 2021 VS Irrevocable Trust UAD 9/10/2021 (2021 VS GRAT) to the Reporting Person's spouse. The Reporting Person's spouse is both trustee and sole annuitant of the 2021 VS GRAT. The Reporting Person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act. |
| 6 | Common | Class A Common Stock | 2023-10-13 | G | A | 155,100 | $0.00 | 160,338 | I By spouse | — | — | (F4) Reflects an annuity payment on October 13, 2023 of 155,100 shares of Class A Common stock and 219,280 shares of Class C Capital stock from the 2021 VS Irrevocable Trust UAD 9/10/2021 (2021 VS GRAT) to the Reporting Person's spouse. The Reporting Person's spouse is both trustee and sole annuitant of the 2021 VS GRAT. The Reporting Person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act. |
| 7 | Common | Class A Common Stock | 2023-11-07 | S | D | 24,227 | $130.56 | 136,111 | I By spouse | — | — | (F5) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.94 to $130.92, inclusive. |
| 8 | Common | Class A Common Stock | 2023-11-07 | S | D | 50,773 | $131.34 | 85,338 | I By spouse | — | — | (F6) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.94 to $131.93, inclusive. |
| 9 | Common | Class C Capital Stock | 2023-10-13 | G | D | 217,760 | $0.00 | 516,564 | I Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust | — | — | (F1) Reflects an annuity payment on October 13, 2023 of 174,000 shares of Class A Common stock and 217,760 shares of Class C Capital stock from the 2021 RS Irrevocable Trust UAD 9/10/2021 (2021 GRAT) to the Reporting Person. The Reporting Person is both trustee and sole annuitant of the 2021 GRAT and believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 (Exchange Act). |
| 10 | Common | Class C Capital Stock | 2023-10-13 | G | A | 217,760 | $0.00 | 565,117 | D | — | — | (F1) Reflects an annuity payment on October 13, 2023 of 174,000 shares of Class A Common stock and 217,760 shares of Class C Capital stock from the 2021 RS Irrevocable Trust UAD 9/10/2021 (2021 GRAT) to the Reporting Person. The Reporting Person is both trustee and sole annuitant of the 2021 GRAT and believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 (Exchange Act). |
| 11 | Common | Class C Capital Stock | 2023-10-13 | G | D | 219,280 | $0.00 | 515,044 | I Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust | — | — | (F4) Reflects an annuity payment on October 13, 2023 of 155,100 shares of Class A Common stock and 219,280 shares of Class C Capital stock from the 2021 VS Irrevocable Trust UAD 9/10/2021 (2021 VS GRAT) to the Reporting Person's spouse. The Reporting Person's spouse is both trustee and sole annuitant of the 2021 VS GRAT. The Reporting Person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act. |
| 12 | Common | Class C Capital Stock | 2023-10-13 | G | A | 219,280 | $0.00 | 483,560 | I By Spouse | — | — | (F4) Reflects an annuity payment on October 13, 2023 of 155,100 shares of Class A Common stock and 219,280 shares of Class C Capital stock from the 2021 VS Irrevocable Trust UAD 9/10/2021 (2021 VS GRAT) to the Reporting Person's spouse. The Reporting Person's spouse is both trustee and sole annuitant of the 2021 VS GRAT. The Reporting Person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act. |