Form 4 for MC Moelis & Co
Accepted 2023-11-13 00:00:00 ET · period of report 2023-11-09 · accession 0001209191-23-055099 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-11-13 | 2023-11-09+ | MC | MOELIS KENNETH | COB, CEO, Dir, 10% | S - Sale | $41.75 | -93.1K | 25.0K | -79% | -$3.89M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-13 | S | D | 19,675 | $41.66 | 5,308 | D | — | — | (F1) Mr. Moelis' ownership of 5,308 shares of Class A common stock is in addition to (i) 828,474 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2018 through 2022, (ii) 89,176 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. |
| 2 | Common | Class A Common Stock | 2023-11-09 | S | D | 23,388 | $42.20 | 74,983 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-11-10 | S | D | 50,000 | $41.57 | 24,983 | D | — | — |