Form 4 for MSTR Strategy Inc
Accepted 2023-11-14 00:00:00 ET · period of report 2023-11-09 · accession 0001209191-23-055158 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-14 | 2023-11-09+ | MSTR | Le Phong | Pres, CEO, Dir | M - OptEx | $151.60 | +10.2K | 708 | New | +$1.55M |
| DM | 2023-11-14 | 2023-11-09 | MSTR | Le Phong | Pres, CEO, Dir | S - Sale+OE | $507.19 | -10.0K | 2,358 | -81% | -$5.07M |
| D | 2023-11-14 | 2023-11-13 | MSTR | Le Phong | Pres, CEO, Dir | F - Tax | $504.88 | -113 | 595 | -16% | -$57.1K |
| DM | 2023-11-14 | 2023-11-09+ | MSTR | Le Phong | Pres, CEO, Dir | M - OptEx | $0.00 | -10.2K | 65.0K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-09 | M | A | 10,000 | $151.60 | 10,458 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-11-13 | M | A | 250 | — | 708 | D | — | — | (F7) Each restricted stock unit represents a contingent right to receive one share of MicroStrategy class A common stock. |
| 3 | Common | Class A Common Stock | 2023-11-09 | S | D | 1,900 | $510.18 | 458 | D | — | — | (F6) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $509.73 to $510.71, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2023-11-13 | F | D | 113 | $504.88 | 595 | D | — | — | |
| 5 | Common | Class A Common Stock | 2023-11-09 | S | D | 1,090 | $504.24 | 9,368 | D | — | — | (F1) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.64 to $504.55, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 6 | Common | Class A Common Stock | 2023-11-09 | S | D | 1,310 | $505.06 | 8,058 | D | — | — | (F2) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.69 to $505.52, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 7 | Common | Class A Common Stock | 2023-11-09 | S | D | 2,241 | $506.18 | 5,817 | D | — | — | (F3) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $505.74 to $506.72, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. |
| 8 | Common | Class A Common Stock | 2023-11-09 | S | D | 1,659 | $507.38 | 4,158 | D | — | — | (F4) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $506.74 to $507.61, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. |
| 9 | Common | Class A Common Stock | 2023-11-09 | S | D | 1,800 | $508.47 | 2,358 | D | — | — | (F5) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $508.02 to $509.00, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. |
| 10 | Derivative | Restricted Stock Units | 2023-11-13 | M | D | 250 | $0.00 | 250 | D | — · — to — | 250 Class A Common Stock | (F10) See Exhibit A. (F7) Each restricted stock unit represents a contingent right to receive one share of MicroStrategy class A common stock. (F11) The remaining 250 restricted stock units will vest on November 13, 2024. |
| 11 | Derivative | Employee Stock Option (Right to buy) | 2023-11-09 | M | D | 10,000 | $0.00 | 65,000 | D | $151.60 · — to 2029-11-22 | 10,000 Class A Common Stock | (F10) See Exhibit A. (F9) The 10,000 shares exercised on November 9, 2023 pursuant to this option vested on November 22, 2021. Of the remaining 65,000 shares subject to this option, 15,000 shares vested on November 22, 2021, 25,000 shares vested on November 22, 2022, and 25,000 shares are scheduled to vest on November 22, 2023. |