Form 4 for VSAT VIASAT INC
Accepted 2023-11-14 00:00:00 ET · period of report 2023-11-10 · accession 0001209191-23-055166 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-11-14 | 2023-11-13 | VSAT | Harkenrider Kevin J | Chief Corp. Off | G - Gift | $0.00 | +339 | 25.2K | +1% | $0 |
| D | 2023-11-14 | 2023-11-10 | VSAT | Harkenrider Kevin J | Chief Corp. Off | M - OptEx | $0.00 | +9,959 | 10.3K | +2,938% | $0 |
| D | 2023-11-14 | 2023-11-10 | VSAT | Harkenrider Kevin J | Chief Corp. Off | F - Tax | $18.93 | -5,245 | 5,053 | -51% | -$99.3K |
| D | 2023-11-14 | 2023-11-13 | VSAT | Harkenrider Kevin J | Chief Corp. Off | G - Gift | $0.00 | -339 | 4,714 | -7% | $0 |
| DM | 2023-11-14 | 2023-11-10 | VSAT | Harkenrider Kevin J | Chief Corp. Off | M - OptEx | $0.00 | -9,959 | 3,333 | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | $.0001 par value common stock | 2023-11-13 | G | A | 339 | $0.00 | 25,195 | I | — | — | |
| 2 | Common | $.0001 par value common stock | 2023-11-10 | M | A | 9,959 | $0.00 | 10,298 | D By Trust | — | — | (F1) Includes 197 shares purchased on 01/31/2023 and 142 shares purchased on 07/31/2023 under the Viasat Employee Stock Purchase Plan. |
| 3 | Common | $.0001 par value common stock | 2023-11-10 | F | D | 5,245 | $18.93 | 5,053 | D | — | — | |
| 4 | Common | $.0001 par value common stock | 2023-11-13 | G | D | 339 | $0.00 | 4,714 | D | — | — | |
| 5 | Derivative | restricted stock unit | 2023-11-10 | M | D | 1,667 | $0.00 | 5,000 | D | $0.00 · — to — | 1,667 common stock | (F9) The original deferred restricted stock unit grant was for 6,667 restricted stock units on November 12, 2012. The units vested and converted into shares of common stock (on a 1-for-1 basis) at a rate of 1/4 on 12/10/2013; 1/4 on 11/10/2014; 1/4 on 11/10/2015 and 1/4 on 11/10/2016. The Reporting Person elected to defer receipt of the common stock for 10 years after each tranche vesting. (F6) Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment or service with the Issuer. |
| 6 | Derivative | restricted stock unit | 2023-11-10 | M | D | 3,125 | $0.00 | 3,125 | D | $0.00 · — to — | 3,125 common stock | (F7) The original deferred restricted stock unit grant was for 12,500 restricted stock units on November 10, 2010. The units vested and converted into shares of common stock (on a 1-for-1 basis) at a rate of 1/4 on 12/10/2011; 1/4 on 11/10/2012; 1/4 on 11/10/2013 and 1/4 on 11/10/2014. The Reporting Person elected to defer receipt of the common stock for 10 years after each tranche vesting. (F6) Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment or service with the Issuer. |
| 7 | Derivative | restricted stock unit | 2023-11-10 | M | D | 3,500 | $0.00 | 0 | D | $0.00 · — to — | 3,500 common stock | (F5) The original deferred restricted stock unit grant was for 14,000 restricted stock units on November 10, 2009. The units vested and converted into shares of common stock (on a 1-for-1 basis) at a rate of 1/4 on 12/10/2010; 1/4 on 11/10/2011; 1/4 on 11/10/2012 and 1/4 on 11/10/2013. The Reporting Person elected to defer receipt of the common stock for 10 years after each tranche vesting. (F6) Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment or service with the Issuer. |
| 8 | Derivative | restricted stock unit | 2023-11-10 | M | D | 1,667 | $0.00 | 3,333 | D | $0.00 · — to — | 1,667 common stock | (F8) The original deferred restricted stock unit grant was for 6,667 restricted stock units on November 10, 2011. The units vested and converted into shares of common stock (on a 1-for-1 basis) at a rate of 1/4 on 12/10/2012; 1/4 on 11/10/2013; 1/4 on 11/10/2014 and 1/4 on 11/10/2015. The Reporting Person elected to defer receipt of the common stock for 10 years after each tranche vesting. (F6) Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment or service with the Issuer. |