Form 4 for PEP PepsiCo
Accepted 2023-11-14 00:00:00 ET · period of report 2023-11-10 · accession 0001209191-23-055171 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-14 | 2023-11-10 | PEP | Johnston Hugh F | EVP, CFO, Vice COB | S - Sale | $166.66 | -48.4K | 136.8K | -26% | -$8.06M |
| D | 2023-11-14 | 2023-11-10 | PEP | Johnston Hugh F | EVP, CFO, Vice COB | A - Grant | — | +429.56 | 20.5K | +2% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | PepsiCo, Inc. Common Stock | 2023-11-10 | S | D | 29,588 | $166.68 | 96,627 | D | — | — | (F2) The shares with respect to this transaction were sold at prices ranging from $166.6500 to $166.7800. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each price. (F3) Amount of securities beneficially owned following reported transaction reflects the transfer of the pecuniary interest in certain shares in a transaction exempt from Section 16 pursuant to Rule 16a-12. |
| 2 | Common | PepsiCo, Inc. Common Stock | 2023-11-10 | S | D | 18,800 | $166.62 | 136,823 | D | — | — | (F1) The shares with respect to this transaction were sold at prices ranging from $166.5000 to $166.6845. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each price. |
| 3 | Derivative | Phantom Stock Units | 2023-11-10 | A | A | 429.56 | — | 20,509.68 | D | — · — to — | 429.56 PepsiCo, Inc. Common Stock | (F6) This amount relates to dividends credited to the reporting person's phantom stock account on various dates between March 2, 2023 and November 10, 2023 pursuant to the EID, at a price of $169.44 to $185.22. (F5) These phantom units are held under the PepsiCo Executive Income Deferral Program ("EID") and convert to shares of PepsiCo Common Stock on a one-for-one basis. (F7) This security is payable pursuant to the reporting person's election and the terms of the EID. |