Form 4 for TDG TransDigm Group
Accepted 2023-11-16 00:00:00 ET · period of report 2023-11-15 · accession 0001209191-23-055474 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-11-16 | 2023-11-15 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $995.01 | -7,060 | 28.1K | -20% | -$7.02M |
| DI | 2023-11-16 | 2023-11-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $207.84 | +7,060 | 28.6K | +33% | +$1.47M |
| DI | 2023-11-16 | 2023-11-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -7,060 | 116.5K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-15 | S | D | 35 | $998.72 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F8) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $998.6200 - $998.9750. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 2 | Common | Common Stock | 2023-11-15 | S | D | 283 | $997.46 | 21,582.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F7) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $997.3100 - $998.2150. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 3 | Common | Common Stock | 2023-11-15 | S | D | 1,800 | $996.70 | 21,865.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F6) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $996.2900 - $997.2650. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 4 | Common | Common Stock | 2023-11-15 | S | D | 1,011 | $995.87 | 23,665.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $995.2950 - $996.2850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 5 | Common | Common Stock | 2023-11-15 | S | D | 2,120 | $994.74 | 24,676.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $994.3100 - $995.2900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 6 | Common | Common Stock | 2023-11-15 | S | D | 571 | $993.81 | 26,796.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $993.3100 - $994.3000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 7 | Common | Common Stock | 2023-11-15 | S | D | 684 | $992.68 | 27,367.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $992.3100 - $993.3000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 8 | Common | Common Stock | 2023-11-15 | S | D | 556 | $991.66 | 28,051.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $991.3000 - $992.2550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 9 | Common | Common Stock | 2023-11-15 | M | A | 7,060 | $207.84 | 28,607.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 10 | Derivative | Stock Option | 2023-11-15 | M | D | 7,060 | $0.00 | 116,457 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $207.84 · 2019-09-30 to 2025-11-06 | 7,060 Common Stock |