Form 4 for TDG TransDigm Group
Accepted 2023-11-16 00:00:00 ET · period of report 2023-11-14 · accession 0001209191-23-055476 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-16 | 2023-11-14+ | TDG | Valladares Jorge | Dir | M - OptEx | $226.34 | +16.0K | 23.9K | +204% | +$3.62M |
| DM | 2023-11-16 | 2023-11-14+ | TDG | Valladares Jorge | Dir | S - Sale+OE | $996.32 | -16.0K | 11.0K | -59% | -$15.94M |
| DM | 2023-11-16 | 2023-11-14+ | TDG | Valladares Jorge | Dir | M - OptEx | $0.00 | -16.0K | 16.4K | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-14 | M | A | 3,141 | $226.34 | 14,141 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-14 | S | D | 675 | $1,000.44 | 13,466 | D | — | — | (F1) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,000.0000 - $1,000.9000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 3 | Common | Common Stock | 2023-11-14 | S | D | 584 | $1,001.31 | 12,882 | D | — | — | (F2) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,001.0000 - $1,001.8000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 4 | Common | Common Stock | 2023-11-15 | S | D | 12,859 | $995.00 | 11,000 | D | — | — | |
| 5 | Common | Common Stock | 2023-11-15 | M | A | 12,859 | $226.34 | 23,859 | D | — | — | |
| 6 | Common | Common Stock | 2023-11-14 | S | D | 1,882 | $1,002.33 | 11,000 | D | — | — | (F3) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,001.9950 - $1,002.7500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 7 | Derivative | Stock Option | 2023-11-14 | M | D | 3,141 | $0.00 | 29,259 | D | $226.34 · 2019-09-30 to 2025-11-06 | 3,141 Common Stock | |
| 8 | Derivative | Stock Option | 2023-11-15 | M | D | 12,859 | $0.00 | 16,400 | D | $226.34 · 2019-09-30 to 2025-11-06 | 12,859 Common Stock |