Form 4 for AMKR AMKOR TECHNOLOGY, INC.
Accepted 2023-11-16 00:00:00 ET · period of report 2023-11-14 · accession 0001209191-23-055588 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-11-16 | 2023-11-14 | AMKR | KIM JOHN T | 10%, Member of 10% owner group (11) | G - Gift | $0.00 | +13.37M | 2.00M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-14 | G | A | 2,733,334 | $0.00 | 10,200,000 | I By Kim Capital Partners - KCP, LLC | — | — | (F6) On November 14, 2023, Dylan Investments, LLC distributed 2,733,334 shares of the Issuer's Common Stock to KCP LLC. The Reporting Person and Susan Y. Kim are the managers of KCP LLC. (F3) The Reporting Person is (i) a trustee of family trusts for the benefit of his immediate family members which own 9,121,944 shares of the Issuer's Common Stock,(ii) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 10, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F2) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. |
| 2 | Common | Common Stock | 2023-11-14 | G | D | 3,341,120 | $0.00 | 9,121,944 | I By trusts (other than GRAT & Rev. Trust) | — | — | (F9) On November 14, 2023, the Family Trust Under the Susan Y. Kim 2012 Irrevocable Trust Agreement dtd. 7/26/12 (the "SYK 2012 Family Trust") distributed 3,341,120 shares of the Issuer's Common Stock to KCP LLC. Because the Reporting Person and Susan Y. Kim are the managers of KCP LLC and co-trustees of the SYK 2012 Family Trust, such distribution was a mere change in the form of ownership and is being voluntarily reported by the Reporting Person on this Form 4. (F3) The Reporting Person is (i) a trustee of family trusts for the benefit of his immediate family members which own 9,121,944 shares of the Issuer's Common Stock,(ii) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 10, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F2) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. |
| 3 | Common | Common Stock | 2023-11-14 | G | A | 3,341,120 | $0.00 | 16,710,668 | I By Kim Capital Partners - KCP, LLC | — | — | (F9) On November 14, 2023, the Family Trust Under the Susan Y. Kim 2012 Irrevocable Trust Agreement dtd. 7/26/12 (the "SYK 2012 Family Trust") distributed 3,341,120 shares of the Issuer's Common Stock to KCP LLC. Because the Reporting Person and Susan Y. Kim are the managers of KCP LLC and co-trustees of the SYK 2012 Family Trust, such distribution was a mere change in the form of ownership and is being voluntarily reported by the Reporting Person on this Form 4. (F3) The Reporting Person is (i) a trustee of family trusts for the benefit of his immediate family members which own 9,121,944 shares of the Issuer's Common Stock,(ii) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 10, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F2) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. |
| 4 | Common | Common Stock | 2023-11-14 | G | A | 1,211,193 | $0.00 | 13,369,548 | I By Kim Capital Partners - KCP, LLC | — | — | (F8) On November 14, 2023, the Family Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd. 8/29/18 distributed 1,211,193 shares of the Issuer's Common Stock to KCP LLC. The Reporting Person and Susan Y. Kim are the managers of KCP LLC. (F3) The Reporting Person is (i) a trustee of family trusts for the benefit of his immediate family members which own 9,121,944 shares of the Issuer's Common Stock,(ii) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 10, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F2) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. |
| 5 | Common | Common Stock | 2023-11-14 | G | A | 1,958,355 | $0.00 | 12,158,355 | I By Kim Capital Partners - KCP, LLC | — | — | (F7) On November 14, 2023, the Family Trust under the Susan Y. Kim 2020-1 Irrevocable Trust Agreement dtd. 4/1/20 distributed 1,958,355 shares of the Issuer's Common Stock to KCP LLC. The Reporting Person and Susan Y. Kim are the managers of KCP LLC. (F3) The Reporting Person is (i) a trustee of family trusts for the benefit of his immediate family members which own 9,121,944 shares of the Issuer's Common Stock,(ii) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 10, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F2) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. |
| 6 | Common | Common Stock | 2023-11-14 | G | A | 2,733,333 | $0.00 | 7,466,666 | I By Kim Capital Partners - KCP, LLC | — | — | (F5) On November 14, 2023, Jacqueline Investments, LLC distributed 2,733,333 shares of the Issuer's Common Stock to KCP LLC. The Reporting Person and Susan Y. Kim are the managers of KCP LLC. (F3) The Reporting Person is (i) a trustee of family trusts for the benefit of his immediate family members which own 9,121,944 shares of the Issuer's Common Stock,(ii) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 10, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F2) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. |
| 7 | Common | Common Stock | 2023-11-14 | G | A | 2,733,333 | $0.00 | 4,733,333 | I By Kim Capital Partners - KCP, LLC | — | — | (F4) On November 14, 2023, Alexandra Investments, LLC distributed 2,733,333 shares of the Issuer's Common Stock to KCP LLC. The Reporting Person and Susan Y. Kim are the managers of KCP LLC. (F3) The Reporting Person is (i) a trustee of family trusts for the benefit of his immediate family members which own 9,121,944 shares of the Issuer's Common Stock,(ii) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 10, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F2) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. |
| 8 | Common | Common Stock | 2023-11-14 | G | A | 2,000,000 | $0.00 | 2,000,000 | I By Kim Capital Partners - KCP, LLC | — | — | (F1) On November 14, 2023, Susan Y. Kim distributed 2,000,000 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to Kim Capital Partners - KCP, LLC ("KCP LLC"). The Reporting Person and Susan Y. Kim are the managers of KCP LLC. (F3) The Reporting Person is (i) a trustee of family trusts for the benefit of his immediate family members which own 9,121,944 shares of the Issuer's Common Stock,(ii) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 10, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F2) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. |