Form 4 for PLTR Palantir Technologies
Accepted 2023-11-16 00:00:00 ET · period of report 2023-11-14 · accession 0001209191-23-055596 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-11-16 | 2023-11-14 | PLTR | THIEL PETER | Dir | C - Cnv Deriv | $0.00 | +3.33M | 0 | New | $0 |
| DI | 2023-11-16 | 2023-11-14 | PLTR | THIEL PETER | Dir | C - Cnv Deriv | $0.00 | -3.33M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-14 | C | A | 3,330,804 | $0.00 | 0 | I See Footnote | — | — | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. (F3) Share numbers have been adjusted to reflect changes in form of beneficial ownership for no consideration in transfers exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. (F4) These shares are held of record by Mithril PAL-SPV 1, LLC ("Mithril"). The Reporting Person is the Chairman of the Investment Committee of Mithril GP LP, the General Partner of Mithril LP, which, in turn, owns Mithril. The Reporting Person may be deemed to have beneficial ownership over the securities held by Mithril. The Reporting Person disclaims beneficial ownership of the shares held by Mithril except to the extent of his pecuniary interest therein. The Reporting Person has no pecuniary interest in any securities of the Issuer held by Mithril GP LP. |
| 2 | Derivative | Class B Common Stock | 2023-11-14 | C | D | 3,330,804 | $0.00 | 0 | I See Footnote | — · — to — | 3,330,804 Class A Common Stock | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. (F4) These shares are held of record by Mithril PAL-SPV 1, LLC ("Mithril"). The Reporting Person is the Chairman of the Investment Committee of Mithril GP LP, the General Partner of Mithril LP, which, in turn, owns Mithril. The Reporting Person may be deemed to have beneficial ownership over the securities held by Mithril. The Reporting Person disclaims beneficial ownership of the shares held by Mithril except to the extent of his pecuniary interest therein. The Reporting Person has no pecuniary interest in any securities of the Issuer held by Mithril GP LP. |