Form 4/A for NTAP NetApp
Accepted 2023-11-17 00:00:00 ET · period of report 2023-08-15 · accession 0001209191-23-055688 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-11-17 | 2023-08-15 | NTAP | Bhela Harvinder S | EVP, Chief Product Off | M - OptEx | $0.00 | +1,543 | 20.0K | +8% | $0 |
| DA | 2023-11-17 | 2023-08-15 | NTAP | Bhela Harvinder S | EVP, Chief Product Off | F - Tax | $76.29 | -607 | 19.4K | -3% | -$46.3K |
| DA | 2023-11-17 | 2023-08-15 | NTAP | Bhela Harvinder S | EVP, Chief Product Off | M - OptEx | $0.00 | -1,543 | 17.0K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common shares | 2023-08-15 | M | A | 1,543 | $0.00 | 20,000 | D | — | — | |
| 2 | Common | Common Shares | 2023-08-15 | F | D | 607 | $76.29 | 19,393 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-08-15 | M | D | 1,543 | $0.00 | 16,973 | D | $0.00 · 2023-05-15 to 2029-07-01 | 1,543 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F2) On July 1, 2022, the reporting person was granted 24,688 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |