Form 4 for NTAP NetApp
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0001209191-23-055693 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-17 | 2023-11-15 | NTAP | CERNUDA CESAR | Pres | M - OptEx | $0.00 | +4,195 | 85.9K | +5% | $0 |
| D | 2023-11-17 | 2023-11-15 | NTAP | CERNUDA CESAR | Pres | F - Tax | $78.92 | -1,971 | 83.9K | -2% | -$155.6K |
| DM | 2023-11-17 | 2023-11-15 | NTAP | CERNUDA CESAR | Pres | M - OptEx | $0.00 | -4,195 | 19.6K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common shares | 2023-11-15 | M | A | 4,195 | $0.00 | 85,854 | D | — | — | |
| 2 | Common | Common Shares | 2023-11-15 | F | D | 1,971 | $78.92 | 83,883 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-11-15 | M | D | 2,231 | $0.00 | 13,388 | D | — · — to — | 2,231 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F2) On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 4 | Derivative | Restricted Stock Unit | 2023-11-15 | M | D | 1,964 | $0.00 | 19,640 | D | — · — to — | 1,964 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F3) On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |