Form 4 for AZTA Azenta, Inc.
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0001209191-23-055719 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-17 | 2023-11-16 | AZTA | Robertson Lindon G | EVP, CFO | D - Sale to Iss | $53.81 | -2,779 | 121.1K | -2% | -$149.5K | |
| 2023-11-17 | 2023-11-15 | AZTA | Robertson Lindon G | EVP, CFO | A - Grant | $54.13 | +6,297 | 123.9K | +5% | +$340.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-16 | D | D | 2,779 | $53.81 | 121,081 | D | — | — | (F2) The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2023 of 6,297 performance stock units and 4,445 of restricted stock units held by the reporting person. |
| 2 | Common | Common Stock | 2023-11-15 | A | A | 6,297 | $54.13 | 123,860 | D | — | — | (F1) Represents shares issued upon the vesting of performance-based units granted on November 13, 2020, of which one-third was determined to be earned at 150% and converted into restricted stock units which vested on November 15, 2023. No amount was paid by the reporting person upon grant or vesting of the performance-based units. |