Form 4 for AZTA Azenta, Inc.
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0001209191-23-055732 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-11-17 | 2023-11-15+ | AZTA | Zhou Ginger | SVP, General Manager, Genom | A - Grant | $54.48 | +4,084 | 9,745 | +72% | +$222.5K |
| 2023-11-17 | 2023-11-16 | AZTA | Zhou Ginger | SVP, General Manager, Genom | D - Sale to Iss | $53.81 | -458 | 9,287 | -5% | -$24.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-16 | A | A | 3,207 | $54.57 | 12,494 | D | — | — | (F3) Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2024. |
| 2 | Common | Common Stock | 2023-11-16 | D | D | 458 | $53.81 | 9,287 | D | — | — | (F2) The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2023 of 877 performance stock units and 970 of restricted stock units held by the reporting person. |
| 3 | Common | Common Stock | 2023-11-15 | A | A | 877 | $54.13 | 9,745 | D | — | — | (F1) Represents shares issued upon the vesting of performance-based units granted on November 13, 2020, of which one-third was determined to be earned at 150% and converted into restricted stock units which vested on November 15, 2023. No amount was paid by the reporting person upon grant or vesting of the performance-based units. |