Form 4 for TTD Trade Desk (The)
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0001209191-23-055856 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-17 | 2023-11-16 | TTD | Green Jeffrey Terry | Pres, CEO, Dir, 10% | M - OptEx | $24.92 | +325.6K | 577.6K | +129% | +$8.11M |
| DMI | 2023-11-17 | 2023-11-15+ | TTD | Green Jeffrey Terry | Pres, CEO, Dir, 10% | G - Gift | $0.00 | +352.3K | 1.24M | +40% | $0 |
| DM | 2023-11-17 | 2023-11-15+ | TTD | Green Jeffrey Terry | Pres, CEO, Dir, 10% | G - Gift | $0.00 | -352.3K | 252.0K | -58% | $0 |
| DM | 2023-11-17 | 2023-11-16 | TTD | Green Jeffrey Terry | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -325.6K | 5,730 | -98% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-16 | M | A | 3,630 | $27.44 | 326,306 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-11-16 | G | A | 325,560 | $0.00 | 1,561,559 | I | — | — | |
| 3 | Common | Class A Common Stock | 2023-11-16 | G | D | 325,560 | $0.00 | 252,026 | D | — | — | |
| 4 | Common | Class A Common Stock | 2023-11-15 | G | D | 26,778 | $0.00 | 252,026 | D See Footnote | — | — | (F2) Represents securities held by the Jeff Green Trust (the "Trust"). Mr. Green is a Trustee of the Trust and has investment and voting control over the shares held by the Trust, and may be deemed to indirectly beneficially own the shares held by the Trust. |
| 5 | Common | Class A Common Stock | 2023-11-15 | G | A | 26,778 | $0.00 | 1,235,999 | I See Footnote | — | — | (F2) Represents securities held by the Jeff Green Trust (the "Trust"). Mr. Green is a Trustee of the Trust and has investment and voting control over the shares held by the Trust, and may be deemed to indirectly beneficially own the shares held by the Trust. |
| 6 | Common | Class A Common Stock | 2023-11-16 | M | A | 70,650 | $14.25 | 322,676 | D | — | — | |
| 7 | Common | Class A Common Stock | 2023-11-16 | M | A | 105,320 | $24.95 | 431,626 | D | — | — | |
| 8 | Common | Class A Common Stock | 2023-11-16 | M | A | 145,960 | $30.00 | 577,586 | D | — | — | |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2023-11-16 | M | D | 145,960 | $0.00 | 53,450 | D | $30.00 · — to 2030-05-15 | 145,960 Class A Common Stock | (F8) The option was granted on May 15, 2020, the VCD. The option vests over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 97,270, 97,280 and 97,280 shares will vest during the twelve month periods ending on May 15, 2021, 2022 and 2023, respectively, and an aggregate of 93,950 shares will vest during the twelve month period ending May 15, 2024, in each case, subject to continued employment with the Issuer through the applicable vesting dates. |
| 10 | Derivative | Employee Stock Option (Right to Buy) | 2023-11-16 | M | D | 3,630 | $0.00 | 370 | D | $27.44 · — to 2024-12-09 | 3,630 Class A Common Stock | (F5) This option was previously reported as covering 400 shares at an exercise price of $274.44 per share but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021. (F6) The option was granted on December 9, 2019, with a VCD of December 9, 2022. One twelfth (1/12th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates. |
| 11 | Derivative | Employee Stock Option (Right to Buy) | 2023-11-16 | M | D | 70,650 | $0.00 | 0 | D | $14.25 · — to 2028-12-01 | 70,650 Class A Common Stock | (F4) The option was granted on December 1, 2018, the Vesting Commencement Date ("VCD"). The option vests over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 128,060 shares will vest during each of the calendar years 2019, 2020 and 2021 and an aggregate of 121,050 shares will vest during calendar year 2022, in each case, subject to continued employment with the Issuer through the applicable vesting dates. |
| 12 | Derivative | Employee Stock Option (Right to Buy) | 2023-11-16 | M | D | 105,320 | $0.00 | 5,730 | D | $24.95 · — to 2029-12-09 | 105,320 Class A Common Stock | (F7) The option was granted on December 9, 2019, the VCD. The option vests over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 72,650 shares will vest during each of the calendar years 2020, 2021 and 2022 and an aggregate of 68,650 shares will vest during calendar year 2023, in each case, subject to continued employment with the Issuer through the applicable vesting dates. |