Form 4 for SMRT SmartRent, Inc.
Accepted 2023-11-20 00:00:00 ET · period of report 2023-11-18 · accession 0001209191-23-056025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-20 | 2023-11-18+ | SMRT | STEMM DARYL | CFO | F - Tax | $2.84 | -1,414 | 37.4K | -4% | -$4,016 |
| DM | 2023-11-20 | 2023-11-18+ | SMRT | STEMM DARYL | CFO | M - OptEx | — | +3,377 | 36.2K | +10% | — |
| DM | 2023-11-20 | 2023-11-18+ | SMRT | STEMM DARYL | CFO | M - OptEx | $0.00 | -3,377 | 21.7K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-18 | F | D | 349 | $2.84 | 35,885 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-11-19 | F | D | 1,065 | $2.84 | 37,364 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-11-19 | M | A | 2,544 | — | 38,429 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 4 | Common | Class A Common Stock | 2023-11-18 | M | A | 833 | — | 36,234 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 5 | Derivative | Restricted Stock Units | 2023-11-19 | M | D | 2,544 | $0.00 | 43,249 | D | — · — to — | 2,544 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on April 19, 2022 with the remaining vesting in 1/48 equal monthly installments until vested in full. |
| 6 | Derivative | Restricted Stock Units | 2023-11-18 | M | D | 833 | $0.00 | 21,667 | D | — · — to — | 833 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F3) The Restricted Stock Units vest as follows: one-fourth vested on January 18, 2023 with the remaining vesting in 1/48 equal monthly installments until vested in full. |