Form 4 for OSS ONE STOP SYSTEMS, INC.
Accepted 2023-11-20 00:00:00 ET · period of report 2023-11-17 · accession 0001209191-23-056097 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-20 | 2023-11-17 | OSS | Ison James | CPO | G - Gift | $0.00 | -4,204 | 109.0K | -4% | $0 | |
| I | 2023-11-20 | 2023-11-17 | OSS | Ison James | CPO | G - Gift | $0.00 | +4,204 | 160.8K | +3% | $0 |
| 2023-11-20 | 2023-11-17 | OSS | Ison James | CPO | F - Tax | $1.99 | -2,463 | 113.2K | -2% | -$4,901 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-17 | G | D | 4,204 | $0.00 | 109,000 | D | — | — | (F2) Includes 109,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. |
| 2 | Common | Common Stock | 2023-11-17 | G | A | 4,204 | $0.00 | 160,787 | I | — | — | |
| 3 | Common | Common Stock | 2023-11-17 | F | D | 2,463 | $1.99 | 113,204 | D By Trust | — | — | (F2) Includes 109,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. (F4) These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust. |