Form 4 for RBA RB GLOBAL INC.
Accepted 2023-11-22 00:00:00 ET · period of report 2023-11-20 · accession 0001209191-23-056447 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-22 | 2023-11-20 | RBA | Fandozzi Ann | Dir | M - OptEx | $43.07 | +73.6K | 12.6K | New | +$3.17M |
| DM | 2023-11-22 | 2023-11-20 | RBA | Fandozzi Ann | Dir | S - Sale+OE | $62.04 | -73.6K | 0 | -100% | -$4.57M |
| DM | 2023-11-22 | 2023-11-20 | RBA | Fandozzi Ann | Dir | M - OptEx | $0.00 | -73.6K | 151.8K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-11-20 | M | A | 60,976 | $40.64 | 60,976 | D | — | — | |
| 2 | Common | Common Shares | 2023-11-20 | S | D | 60,976 | $62.03 | 0 | D | — | — | |
| 3 | Common | Common Shares | 2023-11-20 | M | A | 12,610 | $54.83 | 12,610 | D | — | — | |
| 4 | Common | Common Shares | 2023-11-20 | S | D | 12,610 | $62.11 | 0 | D | — | — | |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2023-11-20 | M | D | 60,976 | $0.00 | 0 | D | $40.64 · — to 2030-03-05 | 60,976 Common Shares | (F2) The option was granted on March 5, 2020 and vests in three equal annual installments beginning March 5, 2021. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2023-11-20 | M | D | 12,610 | $0.00 | 151,757 | D | $54.83 · — to 2031-02-25 | 12,610 Common Shares | (F3) The option was granted on February 25, 2021 and vests in three equal annual installments beginning February 5, 2022. |