Form 4 for COIN Coinbase
Accepted 2023-11-22 00:00:00 ET · period of report 2023-11-20 · accession 0001209191-23-056471 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-22 | 2023-11-20 | COIN | Jones Jennifer N. | CAO | F - Tax | $99.05 | -1,680 | 29.1K | -5% | -$166.4K |
| DM | 2023-11-22 | 2023-11-20 | COIN | Jones Jennifer N. | CAO | M - OptEx | $0.00 | +3,384 | 28.9K | +13% | $0 |
| DM | 2023-11-22 | 2023-11-20 | COIN | Jones Jennifer N. | CAO | M - OptEx | $0.00 | -3,384 | 10.0K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-20 | F | D | 1,680 | $99.05 | 29,121 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-11-20 | M | A | 628 | $0.00 | 30,801 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-11-20 | M | A | 1,256 | $0.00 | 30,173 | D | — | — | |
| 4 | Common | Class A Common Stock | 2023-11-20 | M | A | 723 | $0.00 | 28,140 | D | — | — | |
| 5 | Common | Class A Common Stock | 2023-11-20 | M | A | 777 | $0.00 | 28,917 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2023-11-20 | M | D | 628 | $0.00 | 5,025 | D | $0.00 · — to — | 628 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F8) The RSUs vest in equal quarterly installments, with the first 1/11 vesting on May 20, 2023, until the award is fully vested on November 20, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F5) RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 7 | Derivative | Restricted Stock Units | 2023-11-20 | M | D | 723 | $0.00 | 2,893 | D | $0.00 · — to — | 723 Class A Common Stock Stock | (F3) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F4) The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2022, until the award is fully vested on November 20, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F5) RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 8 | Derivative | Restricted Stock Units | 2023-11-20 | M | D | 777 | $0.00 | 0 | D | $0.00 · — to — | 777 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F6) The RSUs vest with respect to 1/3 of the total award on May 20, 2022, an additional 1/6 of the award vests on August 20, 2022 and November 20, 2022, and the remaining award vests in equal 1/12 quarterly installments thereafter until the award is fully vested on November 20, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F5) RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 9 | Derivative | Restricted Stock Units | 2023-11-20 | M | D | 1,256 | $0.00 | 10,049 | D | $0.00 · — to — | 1,256 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F7) The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2023, until the award is fully vested on November 20, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F5) RSUs do not expire; they either vest or are canceled prior to vesting date. |