Form 4 for SMRT SmartRent, Inc.
Accepted 2023-11-27 00:00:00 ET · period of report 2023-11-24 · accession 0001209191-23-056646 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-27 | 2023-11-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $3.07 | -637 | 11.32M | -0.0% | -$1,956 |
| D | 2023-11-27 | 2023-11-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +1,521 | 11.32M | +0.0% | — |
| DI | 2023-11-27 | 2023-11-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $3.07 | -77 | 15.7K | -0.5% | -$236.39 |
| DI | 2023-11-27 | 2023-11-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +182 | 15.8K | +1% | — |
| DI | 2023-11-27 | 2023-11-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -182 | 25.5K | -0.7% | $0 |
| D | 2023-11-27 | 2023-11-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -1,521 | 31.9K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-24 | F | D | 637 | $3.07 | 11,323,018 | D By Spouse | — | — | |
| 2 | Common | Class A Common Stock | 2023-11-24 | M | A | 1,521 | — | 11,323,655 | D By Spouse | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 3 | Common | Class A Common Stock | 2023-11-24 | F | D | 77 | $3.07 | 15,688 | I | — | — | |
| 4 | Common | Class A Common Stock | 2023-11-24 | M | A | 182 | — | 15,765 | I | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 5 | Derivative | Restricted Stock Units | 2023-11-24 | M | D | 182 | $0.00 | 25,501 | I | — · — to — | 182 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on August 24, 2022 with the remaining vesting in 36 equal monthly installments until vested in full. |
| 6 | Derivative | Restricted Stock Units | 2023-11-24 | M | D | 1,521 | $0.00 | 31,947 | D By Spouse | — · — to — | 1,521 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on August 24, 2022 with the remaining vesting in 36 equal monthly installments until vested in full. |