Form 4 for TDG TransDigm Group
Accepted 2023-11-27 00:00:00 ET · period of report 2023-11-22 · accession 0001209191-23-056657 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-27 | 2023-11-22 | TDG | HENNESSY SEAN P | Dir | S - Sale+OE | $971.15 | -3,650 | 34.3K | -10% | -$3.54M |
| D | 2023-11-27 | 2023-11-22 | TDG | HENNESSY SEAN P | Dir | M - OptEx | $172.84 | +3,650 | 37.6K | +11% | +$630.9K |
| D | 2023-11-27 | 2023-11-22 | TDG | HENNESSY SEAN P | Dir | M - OptEx | $0.00 | -3,650 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-22 | S | D | 965 | $969.82 | 36,320 | D | — | — | (F3) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $969.43 - $970.06. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 2 | Common | Common Stock | 2023-11-22 | M | A | 3,650 | $172.84 | 37,585 | D | — | — | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |
| 3 | Common | Common Stock | 2023-11-22 | S | D | 300 | $968.58 | 37,285 | D | — | — | (F2) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $968.35 - $969.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 4 | Common | Common Stock | 2023-11-22 | S | D | 320 | $974.31 | 33,935 | D | — | — | (F7) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $973.77 - $974.42. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 5 | Common | Common Stock | 2023-11-22 | S | D | 1,074 | $971.02 | 35,246 | D | — | — | (F4) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $970.66 - $971.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 6 | Common | Common Stock | 2023-11-22 | S | D | 871 | $972.29 | 34,375 | D | — | — | (F5) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $971.66- $5972.63. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 7 | Common | Common Stock | 2023-11-22 | S | D | 120 | $972.73 | 34,255 | D | — | — | (F6) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $972.70 - $972.73. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 8 | Derivative | Stock Option | 2023-11-22 | M | D | 3,650 | $0.00 | 0 | D | $172.84 · 2016-09-30 to 2025-11-06 | 3,650 Common Stock | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |