Form 4 for SFM Sprouts Farmers Market, Inc.
Accepted 2023-11-28 00:00:00 ET · period of report 2023-11-27 · accession 0001209191-23-056833 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-28 | 2023-11-27 | SFM | Hurley Joseph L | Chief Supply Chain Off | M - OptEx | $28.18 | +4,182 | 28.4K | +17% | +$117.8K |
| D | 2023-11-28 | 2023-11-27 | SFM | Hurley Joseph L | Chief Supply Chain Off | S - Sale+OE | $42.16 | -4,182 | 24.2K | -15% | -$176.3K |
| DM | 2023-11-28 | 2023-11-27 | SFM | Hurley Joseph L | Chief Supply Chain Off | M - OptEx | $0.00 | -4,182 | 4,456 | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2023-11-27 | M | A | 2,228 | $31.47 | 26,457 | D | — | — | |
| 2 | Common | Common Stock, par value $0.001 per share | 2023-11-27 | M | A | 1,954 | $24.42 | 28,411 | D | — | — | |
| 3 | Common | Common Stock, par value $0.001 per share | 2023-11-27 | S | D | 4,182 | $42.16 | 24,229 | D | — | — | (F1) Includes 16,611 shares of common stock and 7,618 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 656 restricted stock units will vest on March 16, 2024, 3,765 restricted stock units will vest evenly over two years on March 15, 2024 and March 15, 2025 and 3,197 restricted stock units will vest evenly over three years on March 14, 2024, March 14, 2025 and March 14, 2026. All such vests assume continued employment through the applicable vest date. |
| 4 | Derivative | Stock Option (right to buy) | 2023-11-27 | M | D | 1,954 | $0.00 | 1,953 | D | $24.42 · — to 2028-03-16 | 1,954 Common stock, par value $0.001 per share | (F2) The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable on March 16, 2024. |
| 5 | Derivative | Stock Option (right to buy) | 2023-11-27 | M | D | 2,228 | $0.00 | 4,456 | D | $31.47 · — to 2029-03-15 | 2,228 Common stock, par value $0.001 per share | (F3) The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable evenly over two years on March 15, 2024 and March 15, 2025. |