Form 4 for GOOGL Alphabet Inc. (Class A)
Accepted 2023-11-28 19:42:22 ET · period of report 2023-11-27 · accession 0001209191-23-056848 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-11-28 19:42 | 2023-11-27 | GOOGL | Shriram Kavitark Ram | Dir | G - Gift | $0.00 | +90.5K | 611.0K | +17% | $0 |
| MI | 2023-11-28 19:42 | 2023-11-27 | GOOGL | Shriram Kavitark Ram | Dir | G - Gift | $0.00 | -90.5K | 220.4K | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-27 | G | A | 45,266 | $0.00 | 149,630 | D | — | — | (F1) Reflects an annuity payment on November 27, 2023 of 45,266 shares of Class A Common stock and 45,266 shares of Class C Capital stock from the 2022 RS Irrevocable Trust UAD 10/28/22 (2022 GRAT) to the Reporting Person. The Reporting Person is both trustee and sole annuitant of the 2022 GRAT and believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 (Exchange Act). |
| 2 | Common | Class A Common Stock | 2023-11-27 | G | A | 45,266 | $0.00 | 130,604 | I By Spouse | — | — | (F2) Reflects an annuity payment on November 27, 2023 of 45,266 shares of Class A Common stock and 45,266 shares of Class C Capital stock from the 2022 VS Irrevocable Trust UAD 10/28/22 (2022 VS GRAT) to the Reporting Person's spouse. The Reporting Person's spouse is both trustee and sole annuitant of the 2022 VS GRAT. The Reporting Person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act. |
| 3 | Common | Class C Capital Stock | 2023-11-27 | G | A | 45,266 | $0.00 | 610,981 | D | — | — | (F1) Reflects an annuity payment on November 27, 2023 of 45,266 shares of Class A Common stock and 45,266 shares of Class C Capital stock from the 2022 RS Irrevocable Trust UAD 10/28/22 (2022 GRAT) to the Reporting Person. The Reporting Person is both trustee and sole annuitant of the 2022 GRAT and believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 (Exchange Act). |
| 4 | Common | Class C Capital Stock | 2023-11-27 | G | A | 45,266 | $0.00 | 528,826 | I By Spouse | — | — | (F2) Reflects an annuity payment on November 27, 2023 of 45,266 shares of Class A Common stock and 45,266 shares of Class C Capital stock from the 2022 VS Irrevocable Trust UAD 10/28/22 (2022 VS GRAT) to the Reporting Person's spouse. The Reporting Person's spouse is both trustee and sole annuitant of the 2022 VS GRAT. The Reporting Person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act. |
| 5 | Common | Class A Common Stock | 2023-11-27 | G | D | 45,266 | $0.00 | 220,410 | I 2022 RS Irrevocable Trust UAD 10/28/2022 | — | — | (F1) Reflects an annuity payment on November 27, 2023 of 45,266 shares of Class A Common stock and 45,266 shares of Class C Capital stock from the 2022 RS Irrevocable Trust UAD 10/28/22 (2022 GRAT) to the Reporting Person. The Reporting Person is both trustee and sole annuitant of the 2022 GRAT and believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 (Exchange Act). |
| 6 | Common | Class C Capital Stock | 2023-11-27 | G | D | 45,266 | $0.00 | 220,410 | I 2022 RS Irrevocable Trust UAD 10/28/2022 | — | — | (F1) Reflects an annuity payment on November 27, 2023 of 45,266 shares of Class A Common stock and 45,266 shares of Class C Capital stock from the 2022 RS Irrevocable Trust UAD 10/28/22 (2022 GRAT) to the Reporting Person. The Reporting Person is both trustee and sole annuitant of the 2022 GRAT and believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 (Exchange Act). |
| 7 | Common | Class A Common Stock | 2023-11-27 | G | D | 45,266 | $0.00 | 220,410 | I 2022 VS Irrevocable Trust UAD 10/28/2022 | — | — | (F2) Reflects an annuity payment on November 27, 2023 of 45,266 shares of Class A Common stock and 45,266 shares of Class C Capital stock from the 2022 VS Irrevocable Trust UAD 10/28/22 (2022 VS GRAT) to the Reporting Person's spouse. The Reporting Person's spouse is both trustee and sole annuitant of the 2022 VS GRAT. The Reporting Person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act. |
| 8 | Common | Class C Capital Stock | 2023-11-27 | G | D | 45,266 | $0.00 | 220,410 | I 2022 VS Irrevocable Trust UAD 10/28/2022 | — | — | (F2) Reflects an annuity payment on November 27, 2023 of 45,266 shares of Class A Common stock and 45,266 shares of Class C Capital stock from the 2022 VS Irrevocable Trust UAD 10/28/22 (2022 VS GRAT) to the Reporting Person's spouse. The Reporting Person's spouse is both trustee and sole annuitant of the 2022 VS GRAT. The Reporting Person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act. |