Form 4 for APO Apollo Global Management
Accepted 2023-11-30 00:00:00 ET · period of report 2023-11-28 · accession 0001209191-23-057000 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-11-30 | 2023-11-28+ | APO | Zelter James C | Co-Pres (See Remarks), Dir | S - Sale | $91.08 | -87.5K | 1.13M | -7% | -$7.97M |
| 2023-11-30 | 2023-11-30 | APO | Zelter James C | Co-Pres (See Remarks), Dir | F - Tax | $86.97 | -33 | 5.09M | -0.0% | -$2,870 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-29 | S | D | 17,500 | $92.00 | 1,112,500 | I Zelter APO Series LLC | — | — | (F2) By Zelter APO Series LLC, a vehicle over which the reporting person exercises voting and investment control. |
| 2 | Common | Common Stock | 2023-11-30 | F | D | 33 | $86.97 | 5,094,552 | D | — | — | (F3) Consists of shares (a) sold to provide funds to satisfy tax obligations of the reporting person or (b) withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). (F4) Reported amount includes 4,914,104 vested and unvested restricted stock units ("RSUs") granted under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. |
| 3 | Common | Common Stock | 2023-11-28 | S | D | 70,000 | $90.85 | 1,130,000 | I Zelter APO Series LLC | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.73 to $91.00 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F2) By Zelter APO Series LLC, a vehicle over which the reporting person exercises voting and investment control. |