Form 4 for VELO Velo3D, Inc.
Accepted 2023-12-05 00:00:00 ET · period of report 2023-12-01 · accession 0001209191-23-057537 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-05 | 2023-12-01 | VELO | Buller Benyamin | CEO, Dir | S - Sale+OE | $0.995 | -12.0K | 5.19M | -0.2% | -$11.9K |
| DM | 2023-12-05 | 2023-12-01 | VELO | Buller Benyamin | CEO, Dir | M - OptEx | $0.18 | +10.0K | 5.20M | +0.2% | +$1,800 |
| DM | 2023-12-05 | 2023-12-01 | VELO | Buller Benyamin | CEO, Dir | M - OptEx | $0.00 | -10.0K | 2.61M | -0.4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-01 | S | D | 2,000 | $0.97 | 5,190,706 | D | — | — | (F2) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.9531 to $0.9999 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2023-12-01 | M | A | 5,000 | $0.18 | 5,202,706 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-01 | M | A | 5,000 | $0.18 | 5,197,706 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-01 | S | D | 10,000 | $1.00 | 5,192,706 | D | — | — | |
| 5 | Derivative | Stock Option (right to buy Common Stock) | 2023-12-01 | M | D | 5,000 | $0.00 | 2,138,154 | D | $0.18 · — to 2030-06-09 | 5,000 Common Stock | (F3) The option vests as to 1/4 of the total shares on June 11, 2020, and thereafter 2.0833% of the total shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date. |
| 6 | Derivative | Stock Option (right to buy Common Stock) | 2023-12-01 | M | D | 5,000 | $0.00 | 2,607,380 | D | $0.18 · — to 2030-06-09 | 5,000 Common Stock | (F3) The option vests as to 1/4 of the total shares on June 11, 2020, and thereafter 2.0833% of the total shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date. |