Form 4 for SFM Sprouts Farmers Market, Inc.
Accepted 2023-12-08 00:00:00 ET · period of report 2023-12-06 · accession 0001209191-23-057982 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-08 | 2023-12-06+ | SFM | Lombardi Brandon F. | CLO | M - OptEx | $16.47 | +24.5K | 20.3K | New | +$402.8K |
| DM | 2023-12-08 | 2023-12-06+ | SFM | Lombardi Brandon F. | CLO | S - Sale+OE | $46.00 | -24.5K | 8,328 | -75% | -$1.13M |
| DM | 2023-12-08 | 2023-12-06+ | SFM | Lombardi Brandon F. | CLO | M - OptEx | $0.00 | -24.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2023-12-07 | M | A | 12,457 | $16.47 | 20,785 | D | — | — | |
| 2 | Common | Common Stock, par value $0.001 per share | 2023-12-06 | S | D | 12,000 | $46.00 | 8,328 | D | — | — | (F1) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.99 to $46.03 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock, par value $0.001 per share | 2023-12-06 | M | A | 12,000 | $16.47 | 20,328 | D | — | — | |
| 4 | Common | Common Stock, par value $0.001 per share | 2023-12-07 | S | D | 12,457 | $46.00 | 8,328 | D | — | — | (F2) Includes 8,328 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,738 restricted stock units will vest on March 16, 2024, 2,702 restricted stock units will vest evenly over two years on March 15, 2024 and March 15, 2025 and 3,888 restricted stock units will vest evenly over three years on March 14, 2024, March 14, 2025 and March 14, 2026. All such vests assume continued employment through the applicable vest date. |
| 5 | Derivative | Stock Option (right to buy) | 2023-12-06 | M | D | 12,000 | $0.00 | 12,457 | D | $16.47 · — to 2027-03-09 | 12,000 Common stock, par value $0.001 per share | (F3) All such options are presently exercisable. |
| 6 | Derivative | Stock Option (right to buy) | 2023-12-07 | M | D | 12,457 | $0.00 | 0 | D | $16.47 · — to 2027-03-09 | 12,457 Common stock, par value $0.001 per share | (F3) All such options are presently exercisable. |