Form 4 for SHW Sherwin-Williams
Accepted 2023-12-11 00:00:00 ET · period of report 2023-12-08 · accession 0001209191-23-058000 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-11 | 2023-12-08 | SHW | Petz Heidi G | Pres, COO, Dir | M - OptEx | $195.04 | +6,699 | 21.4K | +46% | +$1.31M |
| DM | 2023-12-11 | 2023-12-08 | SHW | Petz Heidi G | Pres, COO, Dir | S - Sale+OE | $290.24 | -6,699 | 21.1K | -24% | -$1.94M |
| DM | 2023-12-11 | 2023-12-08 | SHW | Petz Heidi G | Pres, COO, Dir | M - OptEx | $0.00 | -6,699 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-08 | M | A | 420 | $127.98 | 15,138 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-08 | S | D | 6,410 | $290.25 | 14,718 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $290.093 to $291.050 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. (F3) Of shares listed, 8,350 are restricted stock units. |
| 3 | Common | Common Stock | 2023-12-08 | M | A | 579 | $136.85 | 15,717 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-08 | M | A | 3,000 | $186.85 | 18,717 | D | — | — | |
| 5 | Common | Common Stock | 2023-12-08 | M | A | 2,700 | $227.05 | 21,417 | D | — | — | |
| 6 | Common | Common Stock | 2023-12-08 | S | D | 289 | $289.98 | 21,128 | D | — | — | |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-08 | M | D | 290 | $0.00 | 289 | D | $136.85 · 2020-10-17 to 2028-10-16 | 290 Common Stock | |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-08 | M | D | 220 | $0.00 | 1,580 | D | $227.05 · 2023-10-20 to 2030-10-19 | 220 Common Stock | |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-08 | M | D | 680 | $0.00 | 1,120 | D | $227.05 · 2022-10-20 to 2030-10-19 | 680 Common Stock | |
| 10 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-08 | M | D | 21 | $0.00 | 0 | D | $127.98 · 2018-10-18 to 2027-10-17 | 21 Common Stock | |
| 11 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-08 | M | D | 9 | $0.00 | 12 | D | $127.98 · 2019-10-18 to 2027-10-17 | 9 Common Stock | |
| 12 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-08 | M | D | 390 | $0.00 | 408 | D | $127.98 · 2020-10-18 to 2027-10-17 | 390 Common Stock | |
| 13 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-08 | M | D | 289 | $0.00 | 290 | D | $136.85 · 2021-10-17 to 2028-10-16 | 289 Common Stock | |
| 14 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-08 | M | D | 2,001 | $0.00 | 0 | D | $186.85 · 2020-10-16 to 2029-10-15 | 2,001 Common Stock | |
| 15 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-08 | M | D | 787 | $0.00 | 1,214 | D | $186.85 · 2021-10-16 to 2029-10-15 | 787 Common Stock | |
| 16 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-08 | M | D | 212 | $0.00 | 1,786 | D | $186.85 · 2022-10-16 to 2029-10-15 | 212 Common Stock | |
| 17 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-08 | M | D | 1,800 | $0.00 | 0 | D | $227.05 · 2021-10-20 to 2030-10-19 | 1,800 Common Stock |