Form 4 for TLPH TALPHERA, INC.
Accepted 2023-12-13 00:00:00 ET · period of report 2023-10-10 · accession 0001209191-23-058479 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-13 | 2023-10-10 | TLPH | Broadfoot Jill Marie | Dir | A - Grant | $0.00 | +581 | 2,106 | +38% | $0 |
| D | 2023-12-13 | 2023-10-10 | TLPH | Broadfoot Jill Marie | Dir | A - Grant | $0.00 | +3,487 | 3,487 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-10 | A | A | 581 | $0.00 | 2,106 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F2) 100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Reporting Person's continuous service to the Company. (F3) Effective on October 25, 2022, the issuer effected a 20 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. |
| 2 | Derivative | Stock Option (Right to Buy) | 2023-10-10 | A | A | 3,487 | $0.00 | 3,487 | D | $0.68 · 2024-10-10 to 2033-10-10 | 3,487 Common Stock | (F4) 100% of the option shares subject to the option shall vest on the first anniversary of the grant date, subject to Reporting Person's continuous service to the Company. |