Form 4 for SEAT Vivid Seats Inc.
Accepted 2023-12-13 00:00:00 ET · period of report 2023-12-12 · accession 0001209191-23-058564 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-13 | 2023-12-12 | SEAT | Hoya Topco, LLC | 10% | C - Cnv Deriv | $0.00 | +23.57M | 23.57M | New | $0 |
| D | 2023-12-13 | 2023-12-12 | SEAT | Hoya Topco, LLC | 10% | S - Sale | $6.24 | -23.57M | 0 | -100% | -$147.11M |
| D | 2023-12-13 | 2023-12-12 | SEAT | Hoya Topco, LLC | 10% | J - Other | $0.00 | -23.57M | 82.22M | -22% | $0 |
| D | 2023-12-13 | 2023-12-12 | SEAT | Hoya Topco, LLC | 10% | C - Cnv Deriv | $0.00 | -23.57M | 76.22M | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-12 | C | A | 23,575,000 | $0.00 | 23,575,000 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-12-12 | S | D | 23,575,000 | $6.24 | 0 | D | — | — | |
| 3 | Common | Class B Common Stock | 2023-12-12 | J | D | 23,575,000 | $0.00 | 82,225,000 | D | — | — | (F2) Includes 6,000,000 shares of Class B Common Stock issuable upon the exchange of an equal number of Class B Warrants held by the reporting person, as previously reported. |
| 4 | Derivative | LLC Units of Hoya Intermediate, LLC | 2023-12-12 | C | D | 23,575,000 | $0.00 | 76,225,000 | D | — · — to — | 23,575,000 Class A Common Stock | (F3) Intermediate Common Units and an equal number of shares of Class B Common Stock together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. |