Form 4 for TDG TransDigm Group
Accepted 2023-12-14 00:00:00 ET · period of report 2023-12-12 · accession 0001209191-23-058579 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-12-14 | 2023-12-12 | TDG | Lisman Michael | Co-COO | M - OptEx | $347.17 | +12.0K | 14.3K | +520% | +$4.17M |
| DMI | 2023-12-14 | 2023-12-12 | TDG | Lisman Michael | Co-COO | S - Sale+OE | $997.51 | -12.0K | 12.2K | -50% | -$11.97M |
| DI | 2023-12-14 | 2023-12-12 | TDG | Lisman Michael | Co-COO | M - OptEx | $0.00 | +12.0K | 108.0K | +12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-12 | M | A | 12,000 | $347.17 | 14,309 | I Michael Lisman Declaration of Trust dated January 31, 2023 | — | — | |
| 2 | Common | Common Stock | 2023-12-12 | S | D | 426 | $992.77 | 13,883 | I Michael Lisman Declaration of Trust dated January 31, 2023 | — | — | (F1) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $992.6250 - $993.0600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 3 | Common | Common Stock | 2023-12-12 | S | D | 49 | $1,000.37 | 2,309 | I Michael Lisman Declaration of Trust dated January 31, 2023 | — | — | (F9) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,000.2900 - $1,000.4000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 4 | Common | Common Stock | 2023-12-12 | S | D | 1,470 | $999.70 | 2,358 | I Michael Lisman Declaration of Trust dated January 31, 2023 | — | — | (F8) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $999.2400 - $1,000.2200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 5 | Common | Common Stock | 2023-12-12 | S | D | 3,111 | $998.77 | 3,828 | I Michael Lisman Declaration of Trust dated January 31, 2023 | — | — | (F7) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $998.2400 - $999.2300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 6 | Common | Common Stock | 2023-12-12 | S | D | 2,499 | $997.70 | 6,939 | I Michael Lisman Declaration of Trust dated January 31, 2023 | — | — | (F6) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $997.2450 - $998.1850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 7 | Common | Common Stock | 2023-12-12 | S | D | 2,787 | $996.77 | 9,438 | I Michael Lisman Declaration of Trust dated January 31, 2023 | — | — | (F5) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $996.2350 - $997.2100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 8 | Common | Common Stock | 2023-12-12 | S | D | 277 | $993.36 | 13,606 | I Michael Lisman Declaration of Trust dated January 31, 2023 | — | — | (F2) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $993.0700 - $993.9700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 9 | Common | Common Stock | 2023-12-12 | S | D | 101 | $994.80 | 13,505 | I Michael Lisman Declaration of Trust dated January 31, 2023 | — | — | (F3) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $994.1250 - $995.0900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 10 | Common | Common Stock | 2023-12-12 | S | D | 1,280 | $995.76 | 12,225 | I Michael Lisman Declaration of Trust dated January 31, 2023 | — | — | (F4) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $995.2400 - $996.2300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 11 | Derivative | Stock Option | 2023-12-12 | M | A | 12,000 | $0.00 | 108,000 | I Michael Lisman Declaration of Trust dated January 31, 2023 | $347.17 · 2019-09-30 to 2028-11-05 | 12,000 Common Stock |