Form 4 for SVRA Savara Inc
Accepted 2023-12-15 00:00:00 ET · period of report 2023-12-14 · accession 0001209191-23-058855 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-15 | 2023-12-14 | SVRA | Lowrance David L | CFO | A - Grant | $0.00 | +160.0K | 372.4K | +75% | $0 |
| D | 2023-12-15 | 2023-12-14 | SVRA | Lowrance David L | CFO | F - Tax | $4.45 | -30.4K | 212.4K | -13% | -$135.4K |
| D | 2023-12-15 | 2023-12-15 | SVRA | Lowrance David L | CFO | G - Gift | $0.00 | -20.0K | 352.4K | -5% | $0 |
| D | 2023-12-15 | 2023-12-14 | SVRA | Lowrance David L | CFO | A - Grant | $0.00 | +40.0K | 40.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-14 | A | A | 160,000 | $0.00 | 372,355 | D | — | — | (F2) Represents restricted stock units ("RSUs") that vest in full on December 14, 2025, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2023-12-14 | F | D | 30,438 | $4.45 | 212,355 | D | — | — | (F1) Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy tax liability based upon the vesting of previously awarded restricted stock units. |
| 3 | Common | Common Stock | 2023-12-15 | G | D | 20,000 | $0.00 | 352,355 | D | — | — | (F3) The reporting person made a bona fide gift to The McCallie School. The reporting person does not have voting or investment power with respect to the shares held by The McCallie School. |
| 4 | Derivative | Stock Option (Right to Buy) | 2023-12-14 | A | A | 40,000 | $0.00 | 40,000 | D | $4.45 · — to 2033-12-14 | 40,000 Common Stock | (F4) The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2023, subject to the reporting person's continued service with the Issuer. |