Form 4 for TDG TransDigm Group
Accepted 2023-12-18 00:00:00 ET · period of report 2023-12-15 · accession 0001209191-23-059059 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-12-18 | 2023-12-15 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $987.07 | -6,296 | 26.3K | -19% | -$6.21M |
| DI | 2023-12-18 | 2023-12-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $172.84 | +6,296 | 27.8K | +29% | +$1.09M |
| DI | 2023-12-18 | 2023-12-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -6,296 | 108.3K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-15 | S | D | 482 | $985.07 | 26,618.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F9) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $984.51 - $985.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 2 | Common | Common Stock | 2023-12-15 | S | D | 157 | $983.84 | 27,100.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F8) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $983.51 - $984.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 3 | Common | Common Stock | 2023-12-15 | S | D | 150 | $983.10 | 27,257.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F7) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $982.50 - $983.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 4 | Common | Common Stock | 2023-12-15 | S | D | 200 | $982.03 | 27,407.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F6) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $981.5050 - $982.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 5 | Common | Common Stock | 2023-12-15 | S | D | 8 | $980.67 | 27,607.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $980.50 - $980.80. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 6 | Common | Common Stock | 2023-12-15 | S | D | 151 | $979.67 | 27,615.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $979.44 - $980.40. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 7 | Common | Common Stock | 2023-12-15 | S | D | 51 | $978.62 | 27,766.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $978.12 - $979.01. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 8 | Common | Common Stock | 2023-12-15 | S | D | 26 | $977.00 | 27,817.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $976.65 - $977.25. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 9 | Common | Common Stock | 2023-12-15 | M | A | 6,296 | $172.84 | 27,843.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |
| 10 | Common | Common Stock | 2023-12-15 | S | D | 3,495 | $988.03 | 22,601.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F12) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $987.63 - $988.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 11 | Common | Common Stock | 2023-12-15 | S | D | 1,054 | $988.82 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F13) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $988.76 - $989.39. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 12 | Common | Common Stock | 2023-12-15 | S | D | 236 | $987.17 | 26,096.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F11) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $986.63 - $987.62. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 13 | Common | Common Stock | 2023-12-15 | S | D | 286 | $986.16 | 26,332.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F10) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $985.63 - $986.62. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 14 | Derivative | Stock Option | 2023-12-15 | M | D | 6,296 | $0.00 | 108,340 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $172.84 · 2019-09-30 to 2025-11-06 | 6,296 Common Stock | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |