Form 4 for AMKR AMKOR TECHNOLOGY, INC.
Accepted 2023-12-21 00:00:00 ET · period of report 2023-12-19 · accession 0001209191-23-059460 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-21 | 2023-12-19 | AMKR | KIM JAMES J | Dir, 10%, Member of 10% owner group (8) | F - Tax | $33.79 | -259 | 269.3K | -0.1% | -$8,752 |
| DM | 2023-12-21 | 2023-12-19 | AMKR | KIM JAMES J | Dir, 10%, Member of 10% owner group (8) | M - OptEx | $0.00 | +259 | 269.3K | +0.1% | $0 |
| DI | 2023-12-21 | 2023-12-19 | AMKR | KIM JAMES J | Dir, 10%, Member of 10% owner group (8) | G - Gift | $0.00 | -529.6K | 1.34M | -28% | $0 |
| D | 2023-12-21 | 2023-12-19 | AMKR | KIM JAMES J | Dir, 10%, Member of 10% owner group (8) | G - Gift | $0.00 | +529.6K | 798.9K | +197% | $0 |
| DM | 2023-12-21 | 2023-12-19 | AMKR | KIM JAMES J | Dir, 10%, Member of 10% owner group (8) | M - OptEx | $0.00 | -259 | 5,353 | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-19 | F | D | 93 | $33.79 | 269,252 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-19 | M | A | 88 | $0.00 | 269,340 | D | — | — | (F2) The reported transaction involved the withholding of 88 shares of the Issuer's Common Stock issuable upon the early vesting of an equal number of RSUs to pay taxes associated with the Reporting Person's retirement eligibility status. |
| 3 | Common | Common Stock | 2023-12-19 | M | A | 93 | $0.00 | 269,345 | D By self as Trustee of own GRATs | — | — | (F1) The reported transaction involved the withholding of 93 shares of common stock of Amkor Technology, Inc. (the "Issuer") issuable upon the early vesting of an equal number of restricted stock units ("RSUs") to pay taxes associated with the Reporting Person's retirement eligibility status. |
| 4 | Common | Common Stock | 2023-12-19 | F | D | 88 | $33.79 | 269,252 | D | — | — | |
| 5 | Common | Common Stock | 2023-12-19 | M | A | 78 | $0.00 | 269,330 | D | — | — | (F3) The reported transaction involved the withholding of 78 shares of the Issuer's Common Stock issuable upon the early vesting of an equal number of RSUs to pay taxes associated with the Reporting Person's retirement eligibility status. |
| 6 | Common | Common Stock | 2023-12-19 | F | D | 78 | $33.79 | 269,252 | D | — | — | |
| 7 | Common | Common Stock | 2023-12-19 | G | D | 529,650 | $0.00 | 1,338,097 | I | — | — | (F4) On December 19, 2023, the James J. Kim 2021 Qualified Annuity Trust U/A dated 12/15/2021 distributed 529,650 of the Issuer's Common Stock to the Reporting Person. (F5) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. (F6) The Reporting Person is (i) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 1,338,097 shares of the Issuer's Common Stock, (ii) a trustee of trusts for the benefit of his immediate family members which own 9,786,032 shares of the Issuer's Common Stock and (iii) a trustee of a trust which is a controlling member of a limited liability company being treated as a corporation for purposes of Section 16, which limited liability company holds 164,678 shares of the Issuer's Common stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. |
| 8 | Common | Common Stock | 2023-12-19 | G | A | 529,650 | $0.00 | 798,902 | D | — | — | (F4) On December 19, 2023, the James J. Kim 2021 Qualified Annuity Trust U/A dated 12/15/2021 distributed 529,650 of the Issuer's Common Stock to the Reporting Person. |
| 9 | Derivative | Restricted Stock Units | 2023-12-19 | M | D | 78 | $0.00 | 9,201 | D | — · — to — | 78 Common Stock | (F3) The reported transaction involved the withholding of 78 shares of the Issuer's Common Stock issuable upon the early vesting of an equal number of RSUs to pay taxes associated with the Reporting Person's retirement eligibility status. |
| 10 | Derivative | Restricted Stock Units | 2023-12-19 | M | D | 88 | $0.00 | 7,973 | D | — · — to — | 88 Common Stock | (F2) The reported transaction involved the withholding of 88 shares of the Issuer's Common Stock issuable upon the early vesting of an equal number of RSUs to pay taxes associated with the Reporting Person's retirement eligibility status. (F7) Reflects an adjustment of 88 RSUs incorrectly attributed to the Reporting Person on the Form 4 filed on behalf of the Reporting Person on February 24, 2023 that had been surrendered for the Reporting Person's retirement eligibility withholding. |
| 11 | Derivative | Restricted Stock Units | 2023-12-19 | M | D | 93 | $0.00 | 5,353 | D | — · — to — | 93 Common Stock | (F1) The reported transaction involved the withholding of 93 shares of common stock of Amkor Technology, Inc. (the "Issuer") issuable upon the early vesting of an equal number of restricted stock units ("RSUs") to pay taxes associated with the Reporting Person's retirement eligibility status. |