Form 4 for AMKR AMKOR TECHNOLOGY, INC.
Accepted 2023-12-21 00:00:00 ET · period of report 2023-12-19 · accession 0001209191-23-059462 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-12-21 | 2023-12-19 | AMKR | KIM SUSAN Y | Dir, 10%, Member of 10% owner group (11) | G - Gift | $0.00 | -529.6K | 1.34M | -28% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-19 | G | D | 529,650 | $0.00 | 1,338,097 | I By James J. Kim 2021 GRAT dtd 12/15/21 | — | — | (F1) On December 19, 2023, the James J. Kim 2021 Qualified Annuity Trust Dated 12/15/21 (the "JJK Trust") distributed 529,650 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to James J. Kim. The Reporting Person and James J. Kim are co-trustees of the JJK Trust. (F4) (Continued from Footnote 3) (v) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock; (vi) as referenced in Footnote 9, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock and (vii) a general partner of a limited partnership which owns 39,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F2) Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. (F3) The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 4,418,610 shares of the Issuer's Common Stock; (ii) a trustee of GRATs for the benefit of members of her immediate family which own 12,393,942 shares of the Issuer's Common Stock; (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 2,500,000 shares of the Issuer's Common Stock; (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock; |