Form 4 for ASAN Asana, Inc.
Accepted 2023-12-22 00:00:00 ET · period of report 2023-12-20 · accession 0001209191-23-059579 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-22 | 2023-12-20+ | ASAN | Wan Tim M | CFO | S - Sale+OE | $19.24 | -19.5K | 764.0K | -2% | -$375.9K |
| D | 2023-12-22 | 2023-12-21 | ASAN | Wan Tim M | CFO | M - OptEx | $1.60 | +5,000 | 769.0K | +0.7% | +$8,000 |
| D | 2023-12-22 | 2023-12-21 | ASAN | Wan Tim M | CFO | M - OptEx | $0.00 | -5,000 | 745.9K | -0.7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-20 | S | D | 14,535 | $19.31 | 763,993 | D | — | — | (F1) The sales reported on this Form 4 were effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). |
| 2 | Common | Class A Common Stock | 2023-12-21 | S | D | 5,000 | $19.05 | 763,993 | D | — | — | (F3) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.94 to $19.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2023-12-21 | M | A | 5,000 | $1.60 | 768,993 | D | — | — | |
| 4 | Derivative | Stock Option (right to buy) | 2023-12-21 | M | D | 5,000 | $0.00 | 745,899 | D | $1.60 · — to 2027-05-02 | 5,000 Class A Common Stock | (F6) 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. |