Form 4 for RFL Rafael Holdings, Inc.
Accepted 2023-12-26 00:00:00 ET · period of report 2023-12-21 · accession 0001209191-23-059660 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-12-26 | 2023-12-21 | RFL | Polinsky David | CFO | F - Tax | $1.82 | -8,577 | 159.7K | -5% | -$15.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock, par value $.01 per share | 2023-12-21 | F | D | 8,577 | $1.82 | 159,662 | D | — | — | (F1) Represents shares withheld by the Issuer for tax purposes upon vesting of restricted stock. (F2) Consists of 37,162 fully vested restricted shares and 122,500 unvested restricted shares that vest as follows: 6,250 quarterly from March 21, 2024 through December 21, 2026; 3,750 on each of September 23, 2024 and September 23, 2025; and 10,000 on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027. |