Form 4 for FISV Fiserv
Accepted 2023-12-27 00:00:00 ET · period of report 2023-12-26 · accession 0001209191-23-059780 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-27 | 2023-12-26 | FISV | Hau Robert W. | CFO | S - Sale+OE | $132.77 | -188.1K | 133.5K | -58% | -$24.97M |
| D | 2023-12-27 | 2023-12-26 | FISV | Hau Robert W. | CFO | M - OptEx | $49.21 | +188.1K | 321.6K | +141% | +$9.26M |
| D | 2023-12-27 | 2023-12-26 | FISV | Hau Robert W. | CFO | M - OptEx | $0.00 | -188.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-26 | S | D | 188,088 | $132.77 | 133,491 | D | — | — | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into on September 22, 2023, by the reporting person for estate and financial planning purposes. (F2) This transaction was executed in multiple trades at prices ranging from $132.39 to $133.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2023-12-26 | M | A | 188,088 | $49.21 | 321,579 | D | — | — | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into on September 22, 2023, by the reporting person for estate and financial planning purposes. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-12-26 | M | D | 188,088 | $0.00 | 0 | D | $49.21 · 2020-03-14 to 2026-03-14 | 188,088 Common Stock | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into on September 22, 2023, by the reporting person for estate and financial planning purposes. (F3) This option vested in two equal installments on each of March 14, 2019, and March 14, 2020. |