Form 4 for ANNX Annexon, Inc.
Accepted 2023-12-29 00:00:00 ET · period of report 2023-12-27 · accession 0001209191-23-059988 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-29 | 2023-12-27 | ANNX | Yednock Ted | EVP, Chief Innovation Off | M - OptEx | $1.63 | +21.0K | 10.6K | New | +$34.2K |
| D | 2023-12-29 | 2023-12-27 | ANNX | Yednock Ted | EVP, Chief Innovation Off | S - Sale+OE | $4.52 | -21.0K | 0 | -100% | -$94.9K |
| DM | 2023-12-29 | 2023-12-27 | ANNX | Yednock Ted | EVP, Chief Innovation Off | M - OptEx | $0.00 | -21.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-27 | M | A | 10,385 | $1.85 | 21,000 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-27 | S | D | 21,000 | $4.52 | 0 | D | — | — | (F2) This transaction was executed in multiple trades in prices ranging from $4.50 to $4.58, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2023-12-27 | M | A | 10,615 | $1.41 | 10,615 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2023-12-27 | M | D | 10,385 | $0.00 | 36,000 | D | $1.85 · — to 2026-08-11 | 10,385 Common Stock | (F3) The shares subject to the option vest are fully vested and exercisable. |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-12-27 | M | D | 10,615 | $0.00 | 0 | D | $1.41 · — to 2025-01-22 | 10,615 Common Stock | (F3) The shares subject to the option vest are fully vested and exercisable. |