Form 4 for SVRA Savara Inc
Accepted 2023-12-29 00:00:00 ET · period of report 2023-12-28 · accession 0001209191-23-060007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-29 | 2023-12-28 | SVRA | Elam Nevan C | Dir | M - OptEx | $1.30 | +53.8K | 116.3K | +86% | +$69.7K |
| D | 2023-12-29 | 2023-12-28 | SVRA | Elam Nevan C | Dir | S - Sale+OE | $4.71 | -93.8K | 22.5K | -81% | -$442.0K |
| DM | 2023-12-29 | 2023-12-28 | SVRA | Elam Nevan C | Dir | M - OptEx | $0.00 | -53.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-28 | M | A | 1,758 | $0.82 | 64,343 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-28 | M | A | 12,000 | $1.59 | 76,343 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-28 | M | A | 40,000 | $1.23 | 116,343 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-28 | S | D | 93,843 | $4.71 | 22,500 | D | — | — | (F1) The price is a weighted average sales price. The sale prices ranged from $4.70 to $4.795. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-12-28 | M | D | 12,000 | $0.00 | 0 | D | $1.59 · — to 2029-12-20 | 12,000 Common Stock | (F3) The shares subject to the option vested and became exercisable in twelve equal installments on each quarterly anniversary of December 20, 2019. |
| 6 | Derivative | Stock Option (Right to Buy) | 2023-12-28 | M | D | 40,000 | $0.00 | 0 | D | $1.23 · — to 2030-12-16 | 40,000 Common Stock | (F4) The shares subject to the option vested and became exercisable on December 16, 2021. |
| 7 | Derivative | Stock Option (Right to Buy) | 2023-12-28 | M | D | 1,758 | $0.00 | 0 | D | $0.82 · — to 2024-07-24 | 1,758 Common Stock | (F2) The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on October 24, 2014. |