Form 4 for ICE Intercontinental Exchange
Accepted 2024-01-02 00:00:00 ET · period of report 2023-12-29 · accession 0001209191-24-000133 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-02 | 2023-12-29 | ICE | Jackson Benjamin | Pres | M - OptEx | $41.59 | +2,560 | 127.7K | +2% | +$106.5K |
| D | 2024-01-02 | 2023-12-29 | ICE | Jackson Benjamin | Pres | M - OptEx | $0.00 | -2,560 | 28.0K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-29 | M | A | 2,560 | $41.59 | 127,744 | D | — | — | (F2) The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period. (F1) The common stock number referred in Table I is an aggregate number and represents 114,470 shares of common stock and 13,274 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting. |
| 2 | Derivative | Employee Stock Option (right to buy) Holding | 2023-12-29 | M | D | 2,560 | $0.00 | 27,970 | D | $41.59 · — to 2025-01-20 | 2,560 Common Stock | (F3) These options are fully vested. |