Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2024-01-04 00:00:00 ET · period of report 2024-01-02 · accession 0001209191-24-000906 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-01-04 | 2024-01-02 | LQDT | Angrick William P III | COB, CEO, Dir | M - OptEx | $0.00 | +52.4K | 5.19M | +1% | $0 |
| DM | 2024-01-04 | 2024-01-02 | LQDT | Angrick William P III | COB, CEO, Dir | M - OptEx | $0.00 | -52.4K | 5,925 | -90% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-02 | M | A | 13,675 | $0.00 | 5,147,353 | I By the William P. Angrick III Revocable Trust | — | — | |
| 2 | Common | CommonStock | 2024-01-02 | M | A | 5,925 | $0.00 | 5,153,278 | I By the William P. Angrick III Revocable Trust | — | — | |
| 3 | Common | CommonStock | 2024-01-02 | M | A | 15,700 | $0.00 | 5,168,978 | I By the William P. Angrick III Revocable Trust | — | — | |
| 4 | Common | CommonStock | 2024-01-02 | M | A | 17,080 | $0.00 | 5,186,058 | I By the William P. Angrick III Revocable Trust | — | — | |
| 5 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 13,675 | $0.00 | 0 | D | — · — to 2024-01-01 | 13,675 Common Stock | (F10) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F11) Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. |
| 6 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 17,080 | $0.00 | 51,240 | D | — · — to 2027-01-01 | 68,320 Common Stock | (F10) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F23) Twenty-five percent will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027. |
| 7 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 15,700 | $0.00 | 31,400 | D | — · — to 2026-01-01 | 47,100 Common Stock | (F10) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F20) Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. |
| 8 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 5,925 | $0.00 | 5,925 | D | — · — to 2025-01-01 | 11,850 Common Stock | (F10) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F13) Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. |