Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2024-01-04 00:00:00 ET · period of report 2024-01-02 · accession 0001209191-24-000908 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-01-04 | 2024-01-02 | LQDT | Daunt John | EVP, CCO | M - OptEx | $0.00 | +9,467 | 54.9K | +21% | $0 |
| DMI | 2024-01-04 | 2024-01-02 | LQDT | Daunt John | EVP, CCO | J - Other | $17.10 | -9,467 | 53.1K | -15% | -$161.9K |
| DM | 2024-01-04 | 2024-01-02 | LQDT | Daunt John | EVP, CCO | M - OptEx | $0.00 | -14.2K | 15.5K | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-02 | M | A | 2,718 | $0.00 | 55,792 | I By The Daunt Family Trust | — | — | |
| 2 | Common | Common Stock | 2024-01-02 | J | D | 1,454 | $17.10 | 53,074 | I By The Daunt Family Trust | — | — | |
| 3 | Common | Common Stock | 2024-01-02 | M | A | 3,453 | $0.00 | 56,527 | I By The Daunt Family Trust | — | — | |
| 4 | Common | Common Stock | 2024-01-02 | M | A | 1,454 | $0.00 | 54,528 | I By The Daunt Family Trust | — | — | |
| 5 | Common | Common Stock | 2024-01-02 | M | A | 1,842 | $0.00 | 54,916 | I By The Daunt Family Trust | — | — | |
| 6 | Common | Common Stock | 2024-01-02 | J | D | 1,842 | $17.10 | 53,074 | I By The Daunt Family Trust | — | — | |
| 7 | Common | Common Stock | 2024-01-02 | J | D | 2,718 | $17.10 | 53,074 | I By The Daunt Family Trust | — | — | |
| 8 | Common | Common Stock | 2024-01-02 | J | D | 3,453 | $17.10 | 53,074 | I By The Daunt Family Trust | — | — | |
| 9 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 2,180 | $0.00 | 4,360 | D | — · — to 2026-01-01 | 6,540 Common Stock | (F11) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F20) Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1,2026. |
| 10 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 2,763 | $0.00 | 2,762 | D | — · — to 2025-01-01 | 5,525 Common Stock | (F11) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F17) Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1,2025. |
| 11 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 4,075 | $0.00 | 0 | D | — · — to 2024-01-01 | 4,075 Common Stock | (F11) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F13) Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. |
| 12 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 5,178 | $0.00 | 15,532 | D | — · — to 2027-01-01 | 20,710 Common Stock | (F11) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F22) Twenty-five percent of this restricted stock unit grant will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027. |