Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2024-01-04 00:00:00 ET · period of report 2024-01-02 · accession 0001209191-24-000910 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-04 | 2024-01-02 | LQDT | Murray Novelette | CHRO | M - OptEx | $0.00 | +3,852 | 44.8K | +9% | $0 |
| DM | 2024-01-04 | 2024-01-02 | LQDT | Murray Novelette | CHRO | J - Other | $17.10 | -3,852 | 43.2K | -8% | -$65.9K |
| DM | 2024-01-04 | 2024-01-02 | LQDT | Murray Novelette | CHRO | M - OptEx | $0.00 | -6,271 | 1,475 | -81% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-02 | M | A | 283 | $0.00 | 43,456 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-02 | J | D | 283 | $17.10 | 43,173 | D | — | — | |
| 3 | Common | Common Stock | 2024-01-02 | M | A | 906 | $0.00 | 44,079 | D | — | — | |
| 4 | Common | Common Stock | 2024-01-02 | J | D | 1,591 | $17.10 | 43,173 | D | — | — | |
| 5 | Common | Common Stock | 2024-01-02 | M | A | 1,072 | $0.00 | 44,245 | D | — | — | |
| 6 | Common | Common Stock | 2024-01-02 | J | D | 1,072 | $17.10 | 43,173 | D | — | — | |
| 7 | Common | Common Stock | 2024-01-02 | M | A | 1,591 | $0.00 | 44,764 | D | — | — | |
| 8 | Common | Common Stock | 2024-01-02 | J | D | 906 | $17.10 | 43,173 | D | — | — | |
| 9 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 462 | $0.00 | 0 | D | — · — to 2024-01-01 | 462 Common Stock | (F9) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F11) Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. |
| 10 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 2,589 | $0.00 | 7,766 | D | — · — to 2027-01-01 | 10,355 Common Stock | (F9) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F15) Twenty-five percent of this restricted stock unit grant will vest on January 1, 2024 and thereafter, an additional 1/4th will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027. |
| 11 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 1,745 | $0.00 | 3,490 | D | — · — to 2026-01-01 | 5,235 Common Stock | (F9) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F14) Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. |
| 12 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 1,475 | $0.00 | 1,475 | D | — · — to 2025-01-01 | 2,950 Common Stock | (F9) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F12) Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. |