Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2024-01-04 00:00:00 ET · period of report 2024-01-02 · accession 0001209191-24-000914 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-04 | 2024-01-02 | LQDT | Celaya Jorge | CFO | M - OptEx | $0.00 | +7,573 | 49.5K | +18% | $0 |
| DM | 2024-01-04 | 2024-01-02 | LQDT | Celaya Jorge | CFO | M - OptEx | $0.00 | -15.5K | 15.5K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-02 | M | A | 2,529 | $0.00 | 51,988 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-02 | M | A | 2,765 | $0.00 | 47,180 | D | — | — | |
| 3 | Common | Common Stock | 2024-01-02 | M | A | 1,215 | $0.00 | 48,395 | D | — | — | |
| 4 | Common | Common Stock | 2024-01-02 | M | A | 1,064 | $0.00 | 49,459 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 2,488 | $0.00 | 2,487 | D | — · — to 2025-01-01 | 4,975 Common Stock | (F12) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F14) Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. |
| 6 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 2,180 | $0.00 | 6,540 | D | — · — to 2026-01-01 | 8,720 Common Stock | (F12) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F18) These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |
| 7 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 5,662 | $0.00 | 0 | D | — · — to 2024-01-01 | 5,662 Common Stock | (F12) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F19) Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. |
| 8 | Derivative | Restricted Stock Unit Grant | 2024-01-02 | M | D | 5,178 | $0.00 | 15,532 | D | — · — to 2027-01-01 | 20,710 Common Stock | (F12) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F16) These restricted stock units were granted on December 23, 2022. Twenty-five percent will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027. |