Form 4 for HLIO HELIOS TECHNOLOGIES, INC.
Accepted 2024-01-05 00:00:00 ET · period of report 2024-01-03 · accession 0001209191-24-001060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-05 | 2024-01-03 | HLIO | Arduini Matteo | Pres, QRC | M - OptEx | $0.00 | +434 | 12.2K | +4% | $0 |
| DM | 2024-01-05 | 2024-01-03 | HLIO | Arduini Matteo | Pres, QRC | A - Grant | $0.00 | +13.0K | 8,154 | New | $0 |
| D | 2024-01-05 | 2024-01-03 | HLIO | Arduini Matteo | Pres, QRC | M - OptEx | $0.00 | -434 | 435 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-03 | M | A | 434 | $0.00 | 12,179 | D | — | — | |
| 2 | Derivative | Performance-Based Restricted Stock Units | 2024-01-03 | A | A | 4,834 | $0.00 | 4,834 | D | $0.00 · — to — | 4,834 Common Stock | (F1) The performance-based RSUs granted to the reporting person on January 3, 2024, represent the right to receive, following vesting, a number of shares of Common Stock up to 200% of the number of performance-based RSUs. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2024 and ending the last day of the fiscal year of 2026, subject to continuous employment with the Company through March 15, 2027 |
| 3 | Derivative | Restricted Stock Units | 2024-01-03 | A | A | 8,154 | $0.00 | 8,154 | D | $0.00 · — to — | 8,154 Common Stock | (F2) Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 3,320 RSUs shall vest and convert on April 1,2024, and 33-1/3% of the remainder of the awards will vest and convert into Common Stock on each of the first three anniversaries of the grant date. |
| 4 | Derivative | Restricted Stock Units | 2024-01-03 | M | D | 434 | $0.00 | 435 | D | $0.00 · — to — | 434 Common Stock | (F3) Each RSU represents the right to receive, following vesting, one share of Common Stock. (F4) Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. |