Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2024-01-23 00:00:00 ET · period of report 2024-01-19 · accession 0001209191-24-002042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-23 | 2024-01-19 | SF | Fisher Mark P | GC, SENIOR VP | F - Tax | $69.15 | -7,147 | 46.2K | -13% | -$494.2K |
| D | 2024-01-23 | 2024-01-19 | SF | Fisher Mark P | GC, SENIOR VP | M - OptEx | $0.00 | +13.2K | 53.3K | +33% | $0 |
| D | 2024-01-23 | 2024-01-19 | SF | Fisher Mark P | GC, SENIOR VP | M - OptEx | $0.00 | -13.2K | 21.0K | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-19 | F | D | 7,147 | $69.15 | 46,192 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-19 | M | A | 13,164 | $0.00 | 53,339 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2024-01-19 | M | D | 13,164 | $0.00 | 20,952 | D | $0.00 · — to — | 13,164 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units. |