Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2024-01-23 00:00:00 ET · period of report 2024-01-19 · accession 0001209191-24-002054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-23 | 2024-01-19 | SF | Marischen James M | CFO | F - Tax | $69.15 | -4,488 | 54.3K | -8% | -$310.3K |
| D | 2024-01-23 | 2024-01-19 | SF | Marischen James M | CFO | M - OptEx | $0.00 | +9,901 | 58.8K | +20% | $0 |
| D | 2024-01-23 | 2024-01-19 | SF | Marischen James M | CFO | M - OptEx | $0.00 | -9,901 | 23.4K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-19 | F | D | 4,488 | $69.15 | 54,322 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-19 | M | A | 9,901 | $0.00 | 58,810 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2024-01-19 | M | D | 9,901 | $0.00 | 23,395 | D | $0.00 · — to — | 9,901 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units. |