Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2024-01-23 00:00:00 ET · period of report 2024-01-19 · accession 0001209191-24-002062 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-23 | 2024-01-19 | SF | Michaud Thomas B. | SVP | M - OptEx | $0.00 | +17.1K | 117.3K | +17% | $0 |
| D | 2024-01-23 | 2024-01-19 | SF | Michaud Thomas B. | SVP | F - Tax | $69.15 | -8,026 | 109.3K | -7% | -$555.0K |
| D | 2024-01-23 | 2024-01-19 | SF | Michaud Thomas B. | SVP | M - OptEx | $0.00 | -17.1K | 34.5K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-19 | M | A | 17,068 | $0.00 | 117,308 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-19 | F | D | 8,026 | $69.15 | 109,282 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2024-01-19 | M | D | 17,068 | $0.00 | 34,498 | D | $0.00 · — to — | 17,068 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units. |