Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2024-01-23 00:00:00 ET · period of report 2024-01-19 · accession 0001209191-24-002070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-23 | 2024-01-19 | SF | ZEMLYAK JAMES M | Co-Pres | F - Tax | $69.15 | -6,214 | 1.26M | -0.5% | -$429.7K |
| D | 2024-01-23 | 2024-01-19 | SF | ZEMLYAK JAMES M | Co-Pres | M - OptEx | $0.00 | +18.7K | 1.27M | +1% | $0 |
| D | 2024-01-23 | 2024-01-19 | SF | ZEMLYAK JAMES M | Co-Pres | M - OptEx | $0.00 | -18.7K | 60.7K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-19 | F | D | 6,214 | $69.15 | 1,263,162 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-19 | M | A | 18,724 | $0.00 | 1,269,376 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2024-01-19 | M | D | 18,724 | $0.00 | 60,726 | D | $0.00 · — to — | 18,724 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units. |